What is FINRA Rule 2020?

FINRA Rule 2020 is also known as the "Use of Manipulative, Deceptive or Other Fraudulent Devices" rule. It prohibits FINRA member firms and their associated persons from engaging in any conduct that could be considered manipulative, deceptive, or fraudulent in connection with the purchase or sale of securities.

Key provisions of FINRA Rule 2020 include:

FINRA Rule 2020 is a cornerstone of investor protection and helps to ensure that the securities markets are fair and efficient. It is important for all market participants to be aware of this rule and to comply with its provisions.

If a firm or induvial violated Rule 2020, conduct our law firm to discuss you available options.