Breach of Fiduciary Duty

Breach of Contract

Broker Fraud

Churning (Excessive Trading)

Cryptocurrency Fraud and Theft

Elder Financial Fraud

Excessive Commissions

Failure to Execute

Failure to Supervise

Financial Advisor Fraud

FINRA Rule Violations

Forgery

Hedge Fund Fraud

Insider Trading

Investment Fraud 

Junk Bonds Fraud

Margin Accounts and Margin Calls

Misrepresentation and Omission

Mutual Fund Fraud

Negligence

Oil and Gas Investment Fraud

Overconcentration

Ponzi Schemes

Preferred Stock Shares Fraud

Private Placement Fraud

Pump and Dump Schemes

Pyramid Schemes

Securities Fraud 

Selling Away

Theft (Conversion)

Stock Manipulation

Unauthorized Trading 

Unsuitable Investments

Variable Annuity Investment Fraud

Violation of SEC Rules

Violation of Blue-Sky Laws (State Laws)