Breach of Contract

Unsuitable Investments

Churning (Excessive Trading)

Cryptocurrency Fraud and Theft

Elder Financial Fraud

Excessive Commissions

Failure to Execute

Failure to Supervise

Financial Advisor Fraud

FINRA Rule Violations

Hedge Fund Fraud

Insider Trading

Investment Fraud 

Junk Bonds Losses

Margin Accounts and Margin Calls

Mutual Fund Fraud

Oil and Gas Investment Fraud

Overconcentration

Preferred Stock Shares Fraud

Private Placement Fraud

Pump and Dump Schemes

Securities Fraud 

Selling Away

Theft (Conversion)

Unauthorized Trading 

Variable Annuity Investment Fraud

Violation of SEC and FINRA Rules