Practice Areas
Breach of Fiduciary Duty
Breach of Contract
Broker Fraud
Churning (Excessive Trading)
Cryptocurrency Fraud and Theft
Elder Financial Fraud
Excessive Commissions
Failure to Execute
Failure to Supervise
Financial Advisor Fraud
FINRA Rule Violations
Forgery
Hedge Fund Fraud
Insider Trading
Investment Fraud
Junk Bonds Fraud
Margin Accounts and Margin Calls
Misrepresentation and Omission
Mutual Fund Fraud
Negligence
Oil and Gas Investment Fraud
Overconcentration
Ponzi Schemes
Preferred Stock Shares Fraud
Private Placement Fraud
Pump and Dump Schemes
Pyramid Schemes
Securities Fraud
Selling Away
Theft (Conversion)
Stock Manipulation
Unauthorized Trading
Unsuitable Investments
Variable Annuity Investment Fraud
Violation of SEC Rules
Violation of Blue-Sky Laws (State Laws)