South Dakota Securities Litigation and Arbitration Lawyers

South Dakota investors that have suffered investment losses may have options under state and federal laws and regulations including:

The South Dakota Uniform Securities Act which is the state law that protects investors in South Dakota. The law requires that all broker-dealers, agents, and investment advisers who offer or sell securities in South Dakota be registered with the Securities Division. The law is designed to protect investors from fraud and to ensure that investors have access to accurate information about the securities they are considering purchasing.

Here are some of the key provisions:

• Right to sue for violations of the law.

• Anti-fraud provisions: Prohibits fraud, omissions, and other unfair practices in the sale of securities.

In addition to the South Dakota Uniform Securities Act, South Dakota investors have legal rights under the following federal laws:

• The Securities Act of 1933

• The Securities Exchange Act of 1934

• The Trust Indenture Act of 1939

• Investment Company Act of 1940

• Investment Advisor Act of 1940

• Sarbanes-Oxley Act of 2002

• Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

• Jumpstart our Business Startups Act of 2012

• FINRA Regulations 

Contact our firm to discuss your rights and options under South Dakota and federal securities law.